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Sage Rutty’s Commitment to Privacy

Sage, Rutty and Company Inc., is committed to protecting the privacy and security of the information you, our clients, share with us. To meet regulatory and legal requirements, we must obtain specific financial and personal information to best service your financial needs. We maintain high standards to safeguard your information at all times.

Sage Rutty’s alliance with our clearing firm, First Clearing allows us to continually update security procedures and technology to help protect against unauthorized access to client confidential information. We will permit only authorized employees as part of their job responsibilities to have access to your information. There may be situations where some of the processing work by our clearing firm is outsourced. These outside service companies are required to comply to the same standards of the privacy policy.

We do not sell client lists or individual client information, nor do we make your information available for use by unaffiliated third parties. We may obtain information about you from sources such as a consumer reporting agency when you open an account or if we ever refer your account for collection. We may be required to provide certain information with selected credit reporting agencies when it is legally required or to comply with a legally permitted inquiry by a government agency or regulator.

We strive to maintain complete and accurate records about you and your accounts. If you ever believe the records are inaccurate or incomplete, please notify us immediately. If you believe we have reported inaccurate information about your account to any consumer reporting agency, please notify us in writing. Include your name, address, social security number, phone number, account number, type of account, specific item of dispute and the reason you believe the information is wrong. Send your notice to: Sage, Rutty & Co., Inc., 100 Corporate Woods, Rochester, NY 14623 or First Clearing, 1 North Jefferson Ave, St. Louis, MO 63103. We’ll investigate and correct any inaccuracies we find.

Sage Rutty has a long tradition of integrity. We understand the importance of confidentiality and value your trust.

1 First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.



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