Disclosure

This website is only intended for residents of states in which we are registered. These states are: AL, AR, AZ, CA, CO, CT, DE, FL, GA, IL, IN, KS, KY, LA, MA, ME, MD, MI, MS, MT, NV, NJ, NY, NC, OH, OR, PA, RI, SC, TX, VT, VA, WA, WI and Washington, DC. This website and the content provided herein is not a solicitation to buy or sell securities. All content provided is written solely for information and communication purposes. It is not represented as Sage Rutty’s views or policies, nor a promotion to purchase securities. The purchase of investments can only be considered through a prospectus and other authorized methods of promotion. Past performance is no guarantee of future results. Sage Rutty Member FINRA/SIPC.

Rule 606 Disclosure of Order Routing Information (wellsfargoclearingservicesllc.com)  (SEC Rule 606 requires broker-dealers that route orders in certain equity and option securities to make available quarterly reports that present a general overview of their routing practices.)

 

Please click here to view the Firm Brochure

This brochure provides information about the qualifications and business practices of Sage Rutty & Co., Inc. If you have any questions about the contents of this brochure, please contact us at (585) 232-3760. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority.

Additional information about Sage Rutty & Co., Inc. is also available on the SEC’s website at www.adviserinfo.sec.gov. The searchable IARD/CRD number for Sage Rutty & Co., Inc. is 3254.

Sage Rutty & Co., Inc. is a Registered Investment Adviser. Registration with the United States Securities and Exchange Commission or any state securities authority does not imply a certain level of skill or training.

Text messaging, also known as SMS, is one of the methods Sage, Rutty & Co., Inc. and its employees may use to communicate with clients and prospects. By responding to a text message, you will be considered as having opted-in to such communication method. Text messaging may be used by authorized employees only. Sage, Rutty has entered into an agreement with CellTrust Corporation to engage in external text messaging and archiving capabilities. Please see our Privacy Policy regarding any of your personal information held directly at Sage, Rutty.

 

When text messages are transmitted to Sage, Rutty, they are exposed to third party vendors such as telecommunication carriers, whose services are necessary to send these messages. Such information is considered to have been voluntarily disclosed to Sage, Rutty. You acknowledge that these third-party vendors are not within our control, and, as such, there may be limited (if any) privacy with these messages. Users acknowledge that such archiving providers and third-party vendors are outside Sage Rutty’s control, and, as such, Sage Rutty cannot guarantee and makes no representation about the privacy protection of the information that is transmitted in this manner.

 

There is no purchase required to receive a text message from a Sage, Rutty employee and we do not charge to receive your responses. It is important to understand however that standard text messaging rates through your wireless carrier may still apply. Any costs related to receiving or sending a text message through your plan will be at the responsibility of the individual.

 

If, after receiving a text message, you wish to no longer receive any type of text messages from Sage, Rutty, text STOP to the original message. Should you later want to opt back in to text messaging, a written request must be received in either hardcopy (mailed letter) or electronic (email) format.

Disclosure Documents (click to view/download)

Form CRS

Reg BI Disclosure

Investment Advisory Services - Fees and Costs

Commission Schedule

Mutual Fund Investing

Bond Investing

Margin Disclosure

Cash Sweep Disclosure

FAQ - Fees